All Private or closely held public limited companies with diversified approach intend to expand their financial and working capital base by raising funds in various ways. Such funds can be raised by Venture Capital (VC), Private Equity participation or Initial Public offering (IPO). Listed Companies generally opt for Preferential Issues, Private Placements, Right Issues etc. In order to raise funds for additional capital. All such channels of fund raising / mobilisation involves various statutory and legal compliances. The firm offers proficient services to Corporates with respect to all factors involved in raising funds or additional capital ranging from advice to execution support and further statutory compliances.
We provide following services related to Security and Exchange Board (SEBI) compliances
Preparation of the Offer Documents – Public Announcement, Letter of Offer, Draft Prospectus, and Draft Letter of Offer for Rights Issues
Checking the Offer Documents prepared by the merchant bankers, as to ensure that they are in conformity with the extant guidelines
Preparation of application form for registration as an intermediary with SEBI viz., Portfolio Managers, Merchant Bankers, Mutual Funds etc. and follow up for registration
Handling exemption applications for companies, desirous of obtaining exemption from the application from the applicability of the Takeover Regulations
Preparation of application for Consent Orders and the follow up under the new Consent Order Scheme of SEBI .
Ensuring compliances with the Listing Agreement, particularly with regard to Corporate Governance, Clause 35, and annual / periodical Compliances under Takeover Code for listed companies
Giving opinions under the various Regulations / Guidelines/ Circulars of SEBI
We provide following services related to Stock Exchange compliances and Listing
IPO / FPO – Advisory & Listing
Listing of securities under IPO, Bonus Shares, Preferential Issue, Rights Issue, ESOP/ESOS, ADR/GDR issues, Debt and Mutual Funds
Listing of securities under IPO, Bonus Shares, Preferential Issue, Rights Issue, ESOP/ESOS, ADR/GDR issues, Debt and Mutual Funds
Completion of pre and post issue listing formalities with the stock exchanges
Advising & representation with Stock Exchanges in matter related to revocation of suspended companies
Advising & documentation in relation to Buyback of Securities
Delisting of Securities through Reverse Book Building Process
Assisting in various Compliances pertaining to Listing Agreement of the Stock Exchanges and various regulations of SEBI which are applicable to the companies like Takeover Code and Insider Trading Regulations
Certificate relating to the quarterly Secretarial Audit for reconciliation as required under notification issued by SEBI
Certificate as required for transfer-cum-demat of Shares as required under the NSDL / CDSL Bye laws
Certificate as required for completion of the transfers as required under Clause 47 of the Listing Agreement
Advising on all securities laws including Securities Contract Regulation Act, Securities and Exchange Board of India Act, Take Over Regulations, Insider Regulations etc
Liaison and co-ordinate with the Registrar and Share Transfer Agents, Stock Exchange, Depositories and the Securities and Exchange Board of India
Advising, documentation and representation in Arbitration Matters with the Stock Exchanges
